| | SEC Charges Former SPAC CFO for Orchestrating $5M Fraud Scheme (sec.gov) |
| 3 points by mfiguiere on Jan 3, 2023 | past |
|
| | Pledging of Shares (sec.gov) |
| 2 points by Zigurd on Dec 29, 2022 | past | 1 comment |
|
| | Merqueo F1 Filing (sec.gov) |
| 2 points by baristaGeek on Dec 28, 2022 | past |
|
| | Elon Musk margin requirements, from Tesla proxy statement (sec.gov) |
| 8 points by Zigurd on Dec 23, 2022 | past | 6 comments |
|
| | SEC v. Ellison and Wang [pdf] (sec.gov) |
| 4 points by Jimmc414 on Dec 22, 2022 | past |
|
| | [dupe] SEC Charges Caroline Ellison and Gary Wang with Defrauding Investors (sec.gov) |
| 21 points by brmorris on Dec 22, 2022 | past | 1 comment |
|
| | SEC Awards More Than $37M to Whistleblower (sec.gov) |
| 11 points by mfiguiere on Dec 19, 2022 | past | 2 comments |
|
| | SEC Charges Two in $47M Front-Running Scheme (sec.gov) |
| 1 point by mfiguiere on Dec 16, 2022 | past |
|
| | SEC Proposes Rule to Enhance Competition for Individual Investor Order Execution (sec.gov) |
| 2 points by mfiguiere on Dec 14, 2022 | past |
|
| | SEC Proposes Rules to Amend Minimum Pricing Increments and Access Fee Caps (sec.gov) |
| 1 point by mfiguiere on Dec 14, 2022 | past |
|
| | SEC Proposes Amendments to Enhance Disclosure of Order Execution Information (sec.gov) |
| 1 point by mfiguiere on Dec 14, 2022 | past |
|
| | SEC charges eight social media influencers in $100M stock manipulation scheme (sec.gov) |
| 220 points by thm on Dec 14, 2022 | past | 88 comments |
|
| | SEC awards more than $20M to whistleblower at unnamed company (sec.gov) |
| 82 points by jasonhansel on Dec 13, 2022 | past | 17 comments |
|
| | SEC Complaint Against Sam Bankman-Fried [pdf] (sec.gov) |
| 2 points by jasonhansel on Dec 13, 2022 | past |
|
| | SEC Charges Samuel Bankman-Fried with Defrauding Investors in FTX [pdf] (sec.gov) |
| 439 points by scrlk on Dec 13, 2022 | past | 225 comments |
|
| | Sondors S1 (Ebikes) (sec.gov) |
| 2 points by resalisbury on Dec 12, 2022 | past |
|
| | SEC Seeks to Stop the Registration of Misleading Crypto Asset Offerings (sec.gov) |
| 5 points by melenaboija on Nov 30, 2022 | past |
|
| | Trump has fiduciary obligation to delay non-TruthSocial posts by 6 hours (sec.gov) |
| 11 points by graderjs on Nov 21, 2022 | past | 3 comments |
|
| | Elon Musk sells another $4B worth of Tesla stock (sec.gov) |
| 9 points by mfiguiere on Nov 9, 2022 | past | 4 comments |
|
| | Magic Johnson's Resignation from Square's Board of Directors (2016) (sec.gov) |
| 1 point by cheerioty on Oct 31, 2022 | past | 3 comments |
|
| | Exhibit S: the Musk Parties intend to proceed to closing of the transaction (sec.gov) |
| 2 points by nabla9 on Oct 4, 2022 | past |
|
| | Elon Musk moves ahead with Twitter deal in 13D filing (sec.gov) |
| 437 points by mfiguiere on Oct 4, 2022 | past | 629 comments |
|
| | SEC Charges Kim Kardashian for Unlawfully Touting Crypto Security (sec.gov) |
| 12 points by Animats on Oct 4, 2022 | past | 2 comments |
|
| | [dupe] SEC Charges Kim Kardashian $1.26M for Unlawfully Touting Crypto Security (sec.gov) |
| 20 points by mondayp on Oct 3, 2022 | past | 1 comment |
|
| | SEC Charges Two Canadian Software Engineers with Insider Trading (sec.gov) |
| 2 points by npalli on Sept 30, 2022 | past |
|
| | SEC Charges Hydrogen Technology and Former CEO for Crypto Market Manipulation (sec.gov) |
| 2 points by thm on Sept 29, 2022 | past |
|
| | SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures (sec.gov) |
| 54 points by rntn on Sept 29, 2022 | past | 33 comments |
|
| | SEC charges owners of New Jersey Deli with a $100M Valuation (sec.gov) |
| 177 points by nwsm on Sept 27, 2022 | past | 156 comments |
|
| | SEC Charges Oracle a Second Time for Violations of Foreign Corrupt Practices Act (sec.gov) |
| 212 points by danso on Sept 27, 2022 | past | 99 comments |
|
| | SEC Charges in Schemes Resulting in a NJ Deli with a $100M Valuation (sec.gov) |
| 3 points by leephillips on Sept 26, 2022 | past |
|
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| More |
