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Exorbitant Privilege: Gensler Before the CFR (sec.gov)
1 point by JumpCrisscross on Dec 4, 2023 | past
SEC charges Kraken for operating as an unregistered securities exchange (sec.gov)
306 points by kklisura on Nov 20, 2023 | past | 297 comments
SEC: Edgar Application Programming Interfaces (sec.gov)
3 points by stefankuehnel on Nov 12, 2023 | past
SEC Charges Co-CEOs of Bitwise for Falsifying Documents While Raising $70M (sec.gov)
4 points by KoftaBob on Nov 9, 2023 | past
SEC Charges Crypto Company SafeMoon and Its Executive Team for Fraud (sec.gov)
2 points by artdigital on Nov 1, 2023 | past | 2 comments
SEC Charges Four Long Island Men with Perpetrating $2M Free-Riding Scheme (sec.gov)
2 points by DocFeind on Oct 31, 2023 | past
SEC Charges SolarWinds and CISO with Fraud, Internal Control Failures (sec.gov)
248 points by arkadiyt on Oct 30, 2023 | past | 98 comments
SEC.gov – Overdue: Statement of Dissent on LBRY (sec.gov)
21 points by kvee on Oct 28, 2023 | past | 4 comments
SPAC seeking to buy Truth Social tells SEC audited financials no longer reliable (sec.gov)
3 points by ilamont on Oct 17, 2023 | past | 2 comments
SEC Adopts Rule to Increase Transparency into Short Selling (sec.gov)
2 points by hbcondo714 on Oct 15, 2023 | past
Faze Clan SPAC investor presentation (2021) (sec.gov)
2 points by jasong on Oct 6, 2023 | past
Securities and Exchange Commission v. Elon R. Musk (sec.gov)
3 points by perihelions on Oct 6, 2023 | past
Caesars Entertainment: Report of unscheduled material events or corporate event (sec.gov)
2 points by hnburnsy on Sept 15, 2023 | past
Turo S1 (sec.gov)
1 point by Enthouan on Sept 14, 2023 | past
SEC Settles with Stoner Cats NFT, Noting Unregistered Securities Offering (sec.gov)
3 points by Pasorrijer on Sept 13, 2023 | past
SEC Charges Impact Theory for Unregistered Offering of NFTs (sec.gov)
6 points by ChrisArchitect on Aug 28, 2023 | past | 1 comment
SEC charges Impact Theory for unregistered offering of NFTs (sec.gov)
216 points by Dowwie on Aug 28, 2023 | past | 244 comments
Klaviyo S-1 Filing (sec.gov)
16 points by andygcook on Aug 25, 2023 | past | 3 comments
Instacart S-1 (sec.gov)
77 points by hkhanna on Aug 25, 2023 | past | 23 comments
Nvidia Earnings Release (sec.gov)
3 points by FredPret on Aug 23, 2023 | past | 1 comment
Arm Holdings IPO Filing (sec.gov)
30 points by coloneltcb on Aug 21, 2023 | past | 6 comments
SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures (sec.gov)
3 points by mfiguiere on Aug 8, 2023 | past
Harming Investors and Helping Hackers: Statement (sec.gov)
1 point by pseudotrash on July 31, 2023 | past
SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars (sec.gov)
168 points by mfiguiere on July 31, 2023 | past | 118 comments
SEC charges Quantstamp in $28.35M in ICO (sec.gov)
2 points by wslh on July 27, 2023 | past
SEC Adopts Rules on Public Company Cybersecurity Disclosures (sec.gov)
18 points by mfiguiere on July 26, 2023 | past | 5 comments
SEC Charges Celsius Founder Alex Mashinsky with Fraud (sec.gov)
2 points by senthil_rajasek on July 13, 2023 | past
SEC Statement on Access Control Deficiency in Administrative Adjudications (sec.gov)
1 point by uLogMicheal on July 9, 2023 | past
SEC Approves First Leveraged Bitcoin Futures ETF, BITX (sec.gov)
3 points by celtoid on June 23, 2023 | past
Form S1 – iShares Bitcoin Trust Spot ETF (sec.gov)
2 points by matech8 on June 15, 2023 | past

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